Agent Details
Data Extraction
Created Apr 05, 2024
Risk Manager
Risk Manager is a holistic agentic system designed for prime brokers to automate the ingestion and extraction of monthly financial statements. It fetches files in any format, intelligently extracts financial entities, populates structured fields into a financial portal, flags conflicts for manual review, and redacts sensitive information. It combines multiple specialized agents into a seamless end-to-end workflow for risk and compliance teams.
LLMs Used
Claude Sonnet 3.7
Gemini 2.5
Client Usage
H
HRP (Prime Broker)
Financial Services
Capabilities
Fetch monthly financial statements in varied formats including PDF, Excel, and Images.
Extract key financial entities such as NAV, Assets, Liabilities, and P&L figures automatically.
Insert structured data into the financial portal and flag conflicts for manual review.
Redact sensitive information before ingestion when required by compliance policies.
Generate comprehensive audit trails for regulatory compliance.
Use Cases
Automated ingestion and extraction of financial statements for risk monitoring.
Accelerating monthly reporting cycles for risk and compliance teams.
Reducing manual workload by handling extraction, conflict resolution, and redaction automatically.
Ensuring regulatory compliance through consistent data processing and documentation.